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Reporting requirements concerning holdings of securities of banking groups

Passed 20.06.2017 No. 7
RT I, 21.06.2017, 27
Entry into force 24.06.2017

Amended by the following legal instruments (show)

This Decree is passed under clause 2 (2) 7) of the Eesti Pank Act and subsection 91 (3) of the Credit Institutions Act.

Chapter 1 General Provisions 

§ 1.  Scope of regulation

  This Decree establishes:
 1) the requirements for the content and structure of the reports referred to in subsection 3(1) of this Decree (the reports) to be observed in reporting data on holdings of securities as defined in Article 3a of Regulation (EU) No 1011/2012 of the European Central Bank concerning statistics on holdings of securities (as amended by Regulation (EU) 2015/730 and Regulation (EU) 2016/1384) and in compliance with that Regulation;
 2) due dates and procedures for submitting the reports described in subsection 3 (1) of this Decree to Eesti Pank.

§ 2.  Scope of application

  The reports provided for by this Decree shall be compiled and submitted by banking groups operating in Estonia, as defined in Article 2(1)b) of Regulation (EU) No 1011/2012 of the European Central Bank (banking groups).

Chapter 2 Reports, reporting principles and submission of reports 

§ 3.  Reports and reporting principles

 (1) Banking groups shall compile the following reports and submit them to Eesti Pank:
 1) ‘Report on holdings of non-ISIN securities’ with code 2230 (Annex 1);
 2) ‘Group-level report on holdings of securities’ with code 2231 (Annex 2);
 3) ‘Entity-level report on holdings of securities’ with code 2232 (Annex 3);

 (2) The data shall be compiled in conformity with the requirements set out in Article 3a of Regulation (EU) No 1011/2012 of the European Central Bank (as amended).

 (3) In Annexes 1–3 of this Decree the terms shall be used as defined in Annex II of Regulation (EU) No 1011/2012 of the European Central Bank (as amended).

 (4) For the purposes of the report described in Annex 1 of the Decree, the issuer shall be assigned to an institutional sector following Chapter 2 of Annex A to Regulation (EU) No 549/2013 of the European Parliament and of the Council of 21 May 2013 on the European system of national and regional accounts in the European Union (OJ L 174, 26.6.2013).
[RT I, 28.05.2021, 1 – in force from 01.01.2022]

§ 4.  Reference period and due dates for submission of reports

 (1) The reference period shall be a quarter.

 (2) The reports are submitted by the twentieth banking day after the end of the reference period.

§ 5.  Submission of reports

 (1) The reports shall be submitted to Eesti Pank electronically in the XML (eXtensible Markup Language) format in accordance with Eesti Pank Governor's Decree No 4 of 29 May 2018 “Requirements for the electronic submission of reports” (RT I, 05.06.2018, 1).
[RT I, 19.06.2018, 1 – entry into force 01.01.2019]

 (2) If errors are detected or the accounting principles are changed, new reports shall be submitted electronically with the required amendments.

 (3) The text and data attributes of the reports may not contain the symbols: >, <, &, ', ".

Chapter 3 Implementing Provision 

§ 6.  Application of the Decree

  Reporting on data under this Decree shall start from reference periods ending on 30 September 2018.

Annex 1 Report on holdings of non-ISIN securities

Annex 2 Group-level report on holdings of securities

Annex 3 Entity-level report on holdings of securities